Compliance Manager (Financial Crime)

Role details

CassonX are delighted to be recruiting for this highly recognised name in International Banking world. This business is a prominent member of the Association of Foreign Banks, whilst offering boutique working conditions supporting their Private Banking, Wholesale Banking and Treasury focusses. CassonX has had a longstanding relationship with this client, and know that even though they have had a lot of change over recent times, like many other similar small banks have had to adjust to new regulations, they have a very highly imaginative leaders in the business that provide new ways of thinking at all times.

To be considered for this role, CassonX are looking to identify someone with extensive experience of supporting various UK Compliance Monitoring programmes and Financial Crime Monitoring Programmes. Supporting Private Banking and Corporate/Wholesale banking activities, you will have exposure to Anti-Money Laundering (AML), Counter Terrorism Financing (CTF), Proliferation Financing (PF), Anti-Bribery and Corruption (ABC) and Anti-Tax Evasion (ATE). The hiring manager is very open to identifying someone who has come from a consultancy background and seen how many firms support their governance, but they would of course look at those coming from another international foreign bank performing support to the 1st line.

You will provide assurance that the UK is operating in line with Group policies and UK regulatory requirements. This entails planning, development, and implementation of a risk-based UK Regulatory Compliance Monitoring Plan/Financial Crime Monitoring Programme, working with relevant business units to undertake reviews and issuing reports to senior management that provide assurance as well as highlighting controls deficiencies so that they can be corrected. You will assist in determining AML risk appetite, setting policy and strategy in line with Group policy and UK Regulatory requirements to mitigate AML risk and providing advice, training, and reporting. This includes AML Compliance assessments of the UK customer base, products and services, as well as oversight of the due diligence (CDD) and Customer Screening Systems framework.

A detailed job description is available to those who submit a relevant CV.

CassonX Limited are committed to providing fair employment opportunities to all applicants. We encourage anyone to apply, regardless of their background, and promote a fair and inclusive recruitment process based on merit. If you require any assistance throughout the interview process to improve your experience, kindly let us know.